Tiffany Gentile, Senior Adviser

Tiffany Gentile is a seasoned compliance professional with more than 20 years of experience building and leading compliance programs at premier investment management firms, including Allspring Global Investments, JP Morgan, Wells Fargo, State Street, and BNY Mellon, among others. She has deep expertise in the Investment Advisers Act of 1940 and the Investment Company Act of 1940, with proven success developing and enhancing compliance programs to meet evolving regulatory requirements and industry best practices at both domestic and global scales.

Tiffany joined Helios to foster meaningful relationships, gain deep insight into each client’s unique operations, and turn complexity into streamlined, scalable solutions. She brings proven expertise in regulatory navigation and a strong track record of driving continuous process improvement.

Extended Professional Profile

Prior to joining Helios, Tiffany served as a Compliance Officer at Allspring Global Investments, where she played an instrumental role in developing the firm’s compliance program to support the retail managed account platform, executed the firm’s annual Rule 206(4)-7 compliance review, implemented firmwide risk assessments under Rule 206(4)-7 and Rule 38a-1, developed scalable testing programs, and managed regulatory examination readiness. She also designed and executed a comprehensive third-party due diligence program, enhanced compliance documentation and reporting, and provided actionable compliance guidance to senior leadership. She further designed and delivered training initiatives that strengthened compliance knowledge across teams, fostered collaboration, and elevated organizational compliance standards.

Tiffany’s career also includes senior compliance roles at Wells Fargo, Standard Life Investments, and BNY Mellon. At Wells Fargo, she played a key role in Rule 38a-1 oversight and trustee board reporting for the Wells Fargo family of funds; at Standard Life, she served as Senior Risk & Compliance Consultant, overseeing the firmwide compliance program; and at BNY Mellon, she was Vice President in Corporate Compliance, where she developed and implemented a global monitoring program for 19 investment boutiques. Her earlier experience at Pioneer Investments, JP Morgan, and State Street Bank provided a strong foundation in pre- and post-trade portfolio compliance, investment operations, and fund accounting.

Recognized for her disciplined and results-driven approach, Tiffany is highly regarded for her ability to align compliance objectives with organizational priorities and foster collaboration across business, legal, risk, and operations teams. She is also known for translating complex regulatory requirements into practical, actionable strategies that strengthen compliance frameworks, mitigate risk, and support executive decision-making. By combining subject matter expertise with business insight, she has consistently enhanced governance structures, improved program resilience, and guided senior leadership in advancing strategic goals.

Education

• MS (Business Ethics & Compliance) – New England College of Business
• MS (Finance) – Northeastern University
• BA (Finance/Computer Science) – Merrimack College

Personal

Tiffany lives in Everett, MA with her fiancé. She enjoys gardening, crafting, weightlifting, and spending time outdoors.