Headspace
At its core, Helios is rooted in the belief that the world’s most meaningful and impactful ideas and contributions come from people. We view ourselves as empowering agents and partners in that regard, enabling investment management professionals to maximize all of their intellectual ability and creativity by giving them either the expertise, time, or spark they need to realize their full potential.
To those ends, we regularly write and share papers on governance, risk, and compliance topics. Our pieces are all designed, in one way or another, to illuminate something for the reader so he/she/they can contemplate, be, and achieve more. Our literature series is called Headspace, and the pieces are intended to be contemplative while always arcing toward action and application (and of course, we hope you actually enjoy the content – as a reader, you’re owed that at the very least).
We hope you find the Headspace works in this library valuable.
Alternative Reality: Regulatory Considerations in Light of the Increased “Retailization” of Alts
A Foundational De-Cryptograph: A Compliance Practitioner’s Basic Guide for Navigating Cryptocurrency in Investment Management
Read A Foundational De-Cryptograph
Tis the (ADV) Season: 8 Common Headaches & Practical Solutions for Form ADV Updates
Art & Science: Strategies & Practices for Managing SEC Exams
Babylon & Investment Manager Annual Planning: 7 New Year’s Resolutions for 2025 (& Beyond)
Read Babylon & Investment Manager Annual Planning
Shaking the Magic 8 Ball: A Biennial Retrospective on the Marketing Rule
Fool Me Once: A Reminder of Sound Trade Allocations Practices in Light of Recent SEC “Cherry Picking” Actions
Surveying the Waves: A Data-Oriented Study of the SEC’s Electronic Communications Recordkeeping Enforcement Actions
Getting by with a Little Help from Friends: The Use & Management of Outsourced Service Providers
Read Getting by with a Little Help from Friends
A Walk Down the New Wall Street: Managing the Arrival, Risks, and Promise of AI in Investment Management
Read A Walk Down the New Wall Street